Advisory Services
Portfolio Maintenance
Independent implementation of systems and guidelines
We assist clients in their efforts to maintain an overriding policy of compliance with all appicable statutes, rules, regulations and prudent business practices related to its business. Portfolio maintenance is critical as it enables the manager to actively monitor the risks inherent within each individual aspect of the business process. Among the numerous services performed are:
- Operate valuation and position monitors
- Implement and enforce cash management policies
- Generate and distribute estimated and final NAV reports for all shares issued
- Prepare account opening documents for managers
- Negotiate credit agreements with service providers
- Perform requisite KYC / AML procedures on all related counterparties
- Review all monthly client statements prepared by the administrator
- Review all financial statements and tax returns for the various vehicles, as prepared by the auditors